Getting Started

How to get started using Simple Allocation

Below is a high level summary of how to get started; details follow.
  • Consult a financial advisor, and decide if Simple Allocation as a tool is right for you.
  • Select an allocation plan from the Allocation Plans page, or see our page on adding allocation plans for information on how to have a Simple Allocation plan created for your company's retirement plan. 
  • Check back on the last trading day each month (ETF/mutual fund based allocation plans), or each quarter (retirement based allocation plans), and update your portfolio to match one of the allocation plans.
  • Place sell stop orders, or monitor the account and sell as required; see this page regarding stop orders.
Using Simple Allocation is really that simple; just select an Allocation Plan, then check back each month/quarter to update your allocations to match the plan you are following.

The rest of this page has additional details regarding risk, appropriateness, our strategy, how taxes/fees affect returns, etc.

Is Simple Allocation appropriate for you?

Simple Allocation is designed for the experienced individual investor. 
  • Do you act as your own financial advisor?
  • Do you understand how to asses the affect of fees and loads on your investment decisions?
  • Do you understand the risks involved with allocating your own portfolio?
  • Do you use models, securities indices, or other tools, to evaluate trading strategies and make investing decisions?
If you cannot answer "yes" to all of the above, Simple Allocation is not a tool for you. That is not to say it could not be a tool for you in the future. Read our investing competencies page to understand why these issues are important, and understand areas in which you may need to educate yourself. Also, please see our terms of use for more information.

Understanding the Simple Allocation strategy

The Simple Allocation method assumes you want a fixed portfolio from which to allocate your investments. We call these fixed portfolios "allocation groups"; they are groups of securities from which investments get selected each month or quarter. Using allocation groups is a necessity in retirement plans (401A, 401K, etc.), where you only get to choose from the investment options you are given. Since each retirement plan has a different portfolio from which to choose, we model each retirement plan individually. Using a fixed portfolio from which to choose investments can also be desirable outside of a 401K, as you know your investments will be limited to only funds in the portfolio. 

The Simple Allocation strategy is based on this assumption; you want to limit your investments to a select portfolio (or are limited by a retirement plan), and you have decided that this portfolio is suitable for you. Further, you have decided you want to actively trade the portfolio, and you want to use the Simple Allocation model to guide your allocation decisions.

Understand why there are both ETF/Mutual fund based allocation plans and retirement based allocation plans

We currently model two types of allocation plans: plans based on company's retirement plans, and plans based on a portfolio of ETFs, mutual funds, or a combination. All allocation plans are listed on the Simple Allocation Plans page.

The primary difference between the retirement based allocation plans and the ETF/mutual fund based plans is that the retirement based allocation plans are reallocated on the last trading day of each quarter, while the ETF/mutual fund based allocation plans are reallocated on the last trading day of each month. This is because retirement plans commonly have stipulations regarding frequent trading that don't allow you to reallocate more frequently than once a quarter. Please understand any restriction/limitations on trading frequency to which you are subject. 

If you are looking to allocate your retirement plan, use the plan for your company. If we don't currently have an allocation plan for your company, please contact us to create an allocation plan for your company. (See the About Us page for contact information.) Also check with your plan provider and find out if they offer a "brokerage" option that allows you to trade your account like a standard investment account. This is becoming more common and gives you more flexibility in the allocation plans you can use

If you have a self directed IRA, or any other investment plan that allows you to freely choose which ETFs and mutual funds you would like to purchase, you can use an allocation plan from either group, as you are not restricted in what securities you purchase. Please look at the various plans and decide what is most appropriate for you. We have a summary of plan metrics on the Simple Allocation Plans page.

Allocating your investments

Once you have decided what type of plan to follow (ETF/Mutual fund based or retirement based plan), and a specific plan, following a Simple Allocation plan is, well, simple.
  • Check the page for the allocation plan you are following on the last trading day of each month (ETF/mutual fund based allocation plans), or the last trading day of each quarter (retirement based allocation plans).
  • There is a section of the page that shows "CURRENTLY MODELED ALLOCATIONS" and "Allocations calculated for date YYYY-MM-DD".
    • Make sure the date shown is on or after the prior trading day. (If the date is NOT on or after the prior trading day, please check back later, as the allocation plan has not yet been updated.)
  • You now need to make a personal decision as to if you would like to implement the plan buy buying the funds shown. 
    • Remember, Simple Allocation does not recommend that any investment is right for your; you make the decision to follow our model, or not.
  • If you decided to follow the model, then buy each of the symbols listed, with the allocation shown. 
  • Place a stop order at 90% of the purchase price, or monitor the fund prices and place market orders when necessary.
    • The model assumes a 10% tracking stop loss (dividend adjusted), which will require you to update your stop orders periodically and/or monitor the security prices and use market orders. See this page regarding stop orders.
    • If you sell due to a stop, the modeled results assume you wait for the next allocation cycle to reinvest.
  • Repeat this on the last trading day of each month or quarter, as appropriate for the plan. We recommend putting an entry in your calendar to remind you to check back with us and reallocate each month/quater.
Following us on social networks

We won't send you email. You can follow us on one of our social network to get information for site users.  We post the same information to Twitter,  Google+,  LinkedIn, and Facebook; so feel free to follow us using the network that suits you. 

Note that you can check updates on our Google+ page without adding us to a circle; all updates are public.

Let us create an allocation plan for your retirement plan (401A, 401K, etc.)

See our page on adding allocation plans for information on how to have a Simple Allocation plan created for your company's retirement plan. 
Subpages (1): Investing Competencies
Comments